Info

401(k) Roundtable

401(k) Roundtable takes you behind the scenes for a look at what it takes to run a successful retirement plan. A podcast designed for retirement plan sponsors, fiduciaries and members of retirement plan committees, each episode features a guest expert to engage in an informative conversation with host and industry veteran, Rick Unser. Get the perspectives and insights you need to make more informed decisions to benefit your plan, employees and business. Check out timely articles on retirement plan topics that impact both employee and employers: https://www.forbes.com/sites/rickunser/
RSS Feed Subscribe in Apple Podcasts
401(k) Roundtable
2025
June
May
March
January


2024
December
November
October
September


2023
March
February
January


2022
December
November
October
September
July
June
May
April
March
February
January


2021
December
November
October
September
August
July
June
May
March
February
January


2020
December
November
October
September
August
July
June
May
April
March
February
January


2019
December
November
October
September
August
June
May
April
March
February
January


2018
December
November
October
September
August
June
May
April
March
February
January


2017
December
November
October
September
August
July
June
May
April
March
February
January


2016
December
November
October
September
August
July
June
May
April
March
February


Categories

All Episodes
Archives
Categories
Now displaying: Page 1
Oct 20, 2017

Are workplace retirement plans vulnerable to cyber threats?  When it comes to cyber threats & workplace retirement plans, what questions should employers be asking their retirement service providers to better understand their security policies?  I address these questions and much more with Lee Harms, Business Information Security Officer for the Principal Financial Group.  

Guest Bio

Lee Harms is the Business Information Security Officer for the five businesses that make up Retirement and Income Solutions (RIS).   As a BISO he is responsible for the integration of the enterprise information security program within his business unit(s).  Key responsibilities include 3rd party oversight, secure software development, data protection, customer and regulatory requests and incident response.

Lee’s career with Principal began in 1983 and has included roles leading Enterprise Architecture, application development, Actuarial liaison and Client Administration.  Those roles include Business exposure to individual insurance and retirement business units as well as corporate Information Services.  

Lee is a member of the Financial Services Information Sharing and Analysis Center (FS-ISAC) and The Society of Professional Asset-Managers and Recordkeepers (SPARK) Data Security Advisory Board.  

Lee graduated from Iowa State University with a Bachelors of Business Administration in Management.   

401(k) Fridays Podcast Overview

Struggling with a fiduciary issue, looking for strategies to improve employee retirement outcomes or curious about the impact of current events on your workplace retirement plan? We've had conversations with retirement industry leaders to address these and other relevant topics! You can easily explore over eighty five prior on-demand audio interviews here. Don't forget to subscribe as we release a new episode each Friday!

 

0 Comments
Adding comments is not available at this time.